Comments on: How New FINRA Regulations Will Shape Social Media http://spurspectives.com/how-new-finra-regulations-will-shape-social-media/ Thoughts on the intersection of social media and 1:1 marketing Fri, 10 Feb 2012 03:25:43 +0000 http://wordpress.org/?v=2.5.1 By: David Svet http://spurspectives.com/how-new-finra-regulations-will-shape-social-media/#comment-7817 David Svet Fri, 19 Feb 2010 21:36:40 +0000 http://spurspectives.com/?p=193#comment-7817 That's a great idea Kevin. Maybe it should be part of the exam process. It's going to be interesting to see how this all plays out. It's exciting! Thanks for contributing and for the compliment! That’s a great idea Kevin. Maybe it should be part of the exam process. It’s going to be interesting to see how this all plays out. It’s exciting!

Thanks for contributing and for the compliment!

]]> By: Kevin Sime http://spurspectives.com/how-new-finra-regulations-will-shape-social-media/#comment-7815 Kevin Sime Fri, 19 Feb 2010 20:42:22 +0000 http://spurspectives.com/?p=193#comment-7815 Great job at sharing some critical information and doing it in a concise manner! I'll be very interested to see what social media guidelines and social media communication strategies financial services firms come up with. I'd also love to see more dialogue on a sort of code of ethics on this front beyond the FINRA level. Some sort of industry “seal of approval” body and an actual seal or emblem for communication best practices that “certified” companies can use--a bit like VeriSign or TRUSTe. Regardless, thanks again for a great piece. Great job at sharing some critical information and doing it in a concise manner! I’ll be very interested to see what social media guidelines and social media communication strategies financial services firms come up with. I’d also love to see more dialogue on a sort of code of ethics on this front beyond the FINRA level. Some sort of industry “seal of approval” body and an actual seal or emblem for communication best practices that “certified” companies can use–a bit like VeriSign or TRUSTe. Regardless, thanks again for a great piece.

]]> By: Chad Bockius http://spurspectives.com/how-new-finra-regulations-will-shape-social-media/#comment-7542 Chad Bockius Tue, 09 Feb 2010 16:08:48 +0000 http://spurspectives.com/?p=193#comment-7542 Firms interested in learning more should check out the Companion Guide to FINRA Social Networking Compliance <a href="http://bit.ly/8xT73y" rel="nofollow">http://bit.ly/8xT73y</a>. It picks up where Notice 10-06 leaves off, offering additional detail on social networking considerations and a checklist of requirements for choosing a social networking compliance vendor. One other resource - this is a complete summary from the FINRA Social Networking webinar held on Feb 3rd - <a href="http://bit.ly/amiwhf" rel="nofollow">http://bit.ly/amiwhf</a> Firms interested in learning more should check out the Companion Guide to FINRA Social Networking Compliance http://bit.ly/8xT73y. It picks up where Notice 10-06 leaves off, offering additional detail on social networking considerations and a checklist of requirements for choosing a social networking compliance vendor.

One other resource - this is a complete summary from the FINRA Social Networking webinar held on Feb 3rd - http://bit.ly/amiwhf

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